SEC Form 4 · accession 0001214659-15-002246
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Duane E White
Director
Period of report
Mar 11, 2015
Accepted (ET)
Mar 12, 2015 · 6:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 11, 2015 | M | 5,680 | $13.26 | A | 8,680 | D | |
| Common StockF1 | Mar 11, 2015 | S | 5,680 | $83.2745 | D | 3,000 | D | |
| Common Stock | holding | — | — | — | 2,063 | I | Duane E. White Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $13.26 | Mar 11, 2015 | M | 5,680 | D | Feb 3, 2010 | Feb 2, 2019 | Common Stock | 5,680 | 14,320 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $83.25 to $83.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2This option vests in five equal annual installments commencing on this date.