SEC Form 4 · accession 0001214659-15-001540
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Jennings
Officer — Sr. Vice President
Period of report
Feb 19, 2015
Accepted (ET)
Feb 20, 2015 · 7:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 19, 2015 | M | 9,375 | $20.31 | A | 33,092 | I | The 2010 Jennings Family Revocable Trust |
| Common Stock | Feb 19, 2015 | M | 12,500 | $24.03 | A | 45,592 | I | The 2010 Jennings Family Revocable Trust |
| Common Stock | Feb 19, 2015 | M | 6,251 | $35.99 | A | 51,843 | I | The 2010 Jennings Family Revocable Trust |
| Common Stock | Feb 19, 2015 | M | 5,001 | $41.89 | A | 56,844 | I | The 2010 Jennings Family Revocable Trust |
| Common StockF1,F2 | Feb 19, 2015 | S | 33,127 | $81.8008 | D | 23,717 | I | The 2010 Jennings Family Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $20.31 | Feb 19, 2015 | M | 9,375 | D | Dec 18, 2010 | Dec 17, 2016 | Common Stock | 9,375 | 0 | D |
| Non-Qualified Stock Option (right to buy)F3 | $24.03 | Feb 19, 2015 | M | 12,500 | D | Dec 13, 2011 | Dec 12, 2017 | Common Stock | 12,500 | 0 | D |
| Non-Qualified Stock Option (right to buy)F3 | $35.99 | Feb 19, 2015 | M | 6,251 | D | Dec 13, 2012 | Dec 12, 2018 | Common Stock | 6,251 | 3,125 | D |
| Non-Qualified Stock Option (right to buy)F3 | $41.89 | Feb 19, 2015 | M | 5,001 | D | Dec 13, 2013 | Dec 12, 2019 | Common Stock | 5,001 | 5,000 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $81.72 to $82.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2Common stock holdings include ESPP reinvested dividends.
- F3This option vests in four equal annual installments commencing on this date.