SEC Form 3 · accession 0000814453-19-000022
NEWELL BRANDS INC. · NWL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laurel Hurd
Officer — Pres., Learning & Development
Period of report
Feb 28, 2019
Accepted (ET)
Mar 5, 2019 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814453
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 11,479 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | holding | — | — | — | — | — | Common Stock | 2,715 | — | D |
| Restricted Stock UnitsF2 | $0.00 | holding | — | — | — | — | — | Common Stock | 2,849 | — | D |
| Restricted Stock UnitsF3 | $0.00 | holding | — | — | — | — | — | Common Stock | 13,726 | — | D |
| Restricted Stock UnitsF4 | $0.00 | holding | — | — | — | — | — | Common Stock | 15,432 | — | D |
Explanation of responses
- F1Restricted stock units granted on May 11, 2016. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. The reporting person will become fully vested in the award on the third anniversary of the award date, but the award may vest earlier in the event of death or disability.
- F2Restricted stock units granted on February 9, 2017. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. The reporting person will become fully vested in the award on the third anniversary of the award date, but the award may vest earlier in the event of death or disability.
- F3Restricted stock units granted on February 14, 2018. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. The reporting person will become vested in the award ratably on the second and third anniversaries of the award date, but the award may vest earlier in the event of death or disability.
- F4Restricted stock units granted on February 19, 2019. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. The reporting person will become vested in the award ratably on the first, second, and third anniversaries of the award date, but the award may vest earlier in the event of death or disability.