SEC Form 4 · accession 0000814453-19-000017
NEWELL BRANDS INC. · NWL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradford R Turner
Officer — Chief Legal & Admin Off & C.S.
Period of report
Feb 14, 2019
Accepted (ET)
Feb 19, 2019 · 7:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814453
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 14, 2019 | M | 7,352 | — | A | 23,083 | D | |
| Common Stock | Feb 14, 2019 | F | 2,671 | $21.69 | D | 20,412 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 14, 2019 | M | 7,352 | D | — | — | Common Stock | 7,352 | 14,706 | D |
Explanation of responses
- F1Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis.
- F2The Reporting Person became vested in one-third of the total RSUs that were granted on February 14, 2018.