SEC Form 4 · accession 0000814453-19-000016
NEWELL BRANDS INC. · NWL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Cunningham III
Officer — SVP, Chief Accounting Officer
Period of report
Feb 14, 2019
Accepted (ET)
Feb 19, 2019 · 7:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814453
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 14, 2019 | M | 3,982 | — | A | 3,982 | D | |
| Common Stock | Feb 14, 2019 | F | 1,460 | $21.69 | D | 2,522 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 14, 2019 | M | 3,982 | D | — | — | Common Stock | 3,982 | 7,966 | D |
Explanation of responses
- F1Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis.
- F2The reporting person became vested in one-third of the award of the total RSUs that were granted February 14, 2018.