SEC Form 4 · accession 0000814453-18-000068
NEWELL BRANDS INC. · NWL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael B Polk
Officer — President and CEO · Director
Period of report
Nov 28, 2018
Accepted (ET)
Nov 30, 2018 · 8:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814453
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 691,951 | D | ||
| Common StockF1 | holding | — | — | — | 250,000 | I | 2018 2-year GRAT | |
| Common Stock | holding | — | — | — | 65,943 | I | August 2016 7-year GRAT | |
| Common Stock | holding | — | — | — | 43,214 | I | August 2016 5-year GRAT | |
| Common Stock | holding | — | — | — | 86,412 | I | By Trust (spouse as trustee) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On November 28, 2018, the Reporting Person transferred 250,000 shares of common stock from direct ownership to a 2018 2-year GRAT. The reporting person is filing this report only to reflect such change in form of ownership.