SEC Form 4 · accession 0000814453-18-000028
NEWELL BRANDS INC. · NWL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradford R Turner
Officer — Chief Legal & Admin Off & C.S.
Period of report
May 12, 2018
Accepted (ET)
May 15, 2018 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814453
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 12, 2018 | M | 1,397 | $27.11 | A | 15,531 | D | |
| Common Stock | May 12, 2018 | F | 479 | $27.11 | D | 15,052 | D | |
| Common StockF2 | May 12, 2018 | M | 1,033 | — | A | 16,085 | D | |
| Common Stock | May 12, 2018 | F | 354 | $27.11 | D | 15,731 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | May 12, 2018 | M | 1,033 | D | May 12, 2018 | — | Common Stock | 1,033 | 0 | D |
Explanation of responses
- F1Acquired upon vesting of performance-based restricted stock units previously granted on May 12, 2015.
- F2Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis.
- F3N/A