SEC Form 4/A · accession 0000814453-18-000019
NEWELL BRANDS INC. · NWL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
James L Cunningham III
Officer — SVP, Chief Accounting Officer
Period of report
Feb 14, 2018
Accepted (ET)
Mar 1, 2018 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814453
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | — | Feb 14, 2018 | A | 11,948 | A | — | — | Common Stock | 11,948 | 11,948 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.
- F2The reporting person will become vested in the award ratably in one-third increments on the first, second and third anniversaries of the award date, but the award may vest earlier in the event of death, disability or retirement.
- F3N/A
Remarks
This Form 4/A is being filed to reflect the number of Restricted Stock Units ("RSUs") awarded in column 5, reported on February 15, 2017. This filing seeks to correct the Reporting Person's full award of Time-based RSUs granted on February 14, 2018.