SEC Form 4 · accession 0000814453-18-000008
NEWELL BRANDS INC. · NWL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William A Burke III
Officer — EVP, Chief Operating Officer
Period of report
Feb 12, 2018
Accepted (ET)
Feb 15, 2018 · 7:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814453
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 12, 2018 | M | 15,356 | — | A | 179,799 | D | |
| Common Stock | Feb 12, 2018 | F | 4,753 | $27.30 | D | 175,046 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 12, 2018 | M | 15,356 | D | Feb 11, 2018 | — | Common Stock | 15,356 | 0 | D |
Explanation of responses
- F1Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis.
- F2N/A