SEC Form 4 · accession 0000814453-18-000004
NEWELL BRANDS INC. · NWL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael B Polk
Officer — CEO · Director
Period of report
Feb 12, 2018
Accepted (ET)
Feb 14, 2018 · 5:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814453
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 12, 2018 | M | 209,991 | $27.30 | A | 826,287 | D | |
| Common Stock | Feb 12, 2018 | F | 97,917 | $27.30 | D | 728,370 | D | |
| Common Stock | holding | — | — | — | 47,303 | I | By Trust (spouse as trustee) | |
| Common Stock | holding | — | — | — | 58,031 | I | Michael B. Polk December 2012 5-year GRAT | |
| Common Stock | holding | — | — | — | 64,866 | I | Michael B. Polk May 2015 3-year GRAT | |
| Common Stock | holding | — | — | — | 64,600 | I | Michael B. Polk August 2016 3-year GRAT | |
| Common Stock | holding | — | — | — | 79,200 | I | Michael B. Polk August 2016 5-year GRAT | |
| Common Stock | holding | — | — | — | 85,150 | I | Michael B. Polk August 2016 7-year GRAT |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquired upon vesting of performance-based restricted stock units previously granted in February 2015.