SEC Form 4 · accession 0000814453-18-000001
NEWELL BRANDS INC. · NWL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Tarchetti
Officer — President
Period of report
Dec 28, 2017
Accepted (ET)
Jan 2, 2018 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814453
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 28, 2017 | M | 5,996 | — | A | 246,388 | D | |
| Common Stock | Dec 28, 2017 | F | 3,347 | $31.03 | D | 243,041 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | — | Dec 28, 2017 | M | 5,996 | D | — | — | Common Stock | 5,996 | 5,996 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2On December 28, 2017, the Reporting Person became vested in one-third of the total RSUs that were granted on December 28, 2015.
- F3N/A