SEC Form 4 · accession 0000814453-17-000076
NEWELL BRANDS INC. · NWL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael B Polk
Officer — CEO · Director
Period of report
Aug 24, 2017
Accepted (ET)
Aug 28, 2017 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814453
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 24, 2017 | A | 0 | $0.00 | A | 604,296 | D | |
| Common Stock | holding | — | — | — | 47,303 | I | By Trust (spouse as trustee) | |
| Common Stock | holding | — | — | — | 58,031 | I | Michael B. Polk December 2012 5-year GRAT | |
| Common Stock | holding | — | — | — | 64,866 | I | Michael B. Polk May 2015 3-year GRAT | |
| Common StockF2 | holding | — | — | — | 64,600 | I | Michael B. Polk August 2016 3-year GRAT | |
| Common StockF3 | holding | — | — | — | 79,200 | I | Michael B. Polk August 2016 5-year GRAT | |
| Common StockF4 | holding | — | — | — | 85,150 | I | Michael B. Polk August 2016 7-year GRAT |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the distribution of shares of common stock from GRATs. The distribution qualifies as only a change in the form of the Reporting Person's beneficial ownership.
- F2Reflects the distribution of 27,900 shares of common stock from this GRAT to the Reporting Person. This distributions qualifies as only a change in the form of the Reporting Person's beneficial ownership.
- F3Reflects the distribution of 13,300 shares of common stock from this GRAT to the Reporting Person. This distributions qualifies as only a change in the form of the Reporting Person's beneficial ownership.
- F4Reflects the distribution of 7,350 shares of common stock from this GRAT to the Reporting Person. This distributions qualifies as only a change in the form of the Reporting Person's beneficial ownership.