SEC Form 4 · accession 0000814453-17-000068
NEWELL BRANDS INC. · NWL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ralph J Nicoletti
Officer — EVP, Chief Financial Officer
Period of report
Jun 8, 2017
Accepted (ET)
Jun 12, 2017 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814453
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 8, 2017 | M | 31,367 | $0.00 | A | 31,367 | D | |
| Common Stock | Jun 8, 2017 | F | 16,797 | $53.03 | D | 14,570 | D | |
| Common Stock | holding | — | — | — | 25 | I | Revocable Trust | |
| Common Stock | holding | — | — | — | 193 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jun 8, 2017 | M | 31,367 | D | — | — | Common Stock | 31,367 | 31,368 | D |
Explanation of responses
- F1Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis.
- F2The Reporting Person became vested in one-half of the total RSUs that were granted on June 8, 2016.