SEC Form 4 · accession 0000814453-17-000064
NEWELL BRANDS INC. · NWL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fiona Laird
Officer — EVP, Chief HR & Comm. Officer
Period of report
May 31, 2017
Accepted (ET)
Jun 2, 2017 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814453
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 31, 2017 | M | 26,139 | — | A | 26,139 | D | |
| Common Stock | May 31, 2017 | F | 12,434 | $52.95 | D | 13,705 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | May 31, 2017 | M | 26,139 | D | — | — | Common Stock | 26,139 | 52,280 | D |
Explanation of responses
- F1Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis.
- F2The Reporting Person became vested in one-third of the total RSUs that were granted on May 31, 2016.