SEC Form 4 · accession 0000814453-17-000059
NEWELL BRANDS INC. · NWL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Cunningham III
Officer — SVP, Chief Accounting Officer
Period of report
May 11, 2017
Accepted (ET)
May 15, 2017 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814453
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 11, 2017 | M | 2,451 | — | A | 22,990 | D | |
| Common Stock | May 11, 2017 | F | 842 | $53.46 | D | 22,148 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | May 11, 2017 | M | 2,451 | D | — | — | Common Stock | 2,451 | 4,904 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2The Reporting Person became vested in one-third of the total RSUs that were granted on May 11, 2016.