SEC Form 4 · accession 0000814453-17-000033
NEWELL BRANDS INC. · NWL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Clarke
Director
Period of report
May 9, 2017
Accepted (ET)
May 10, 2017 · 10:58 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814453
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 9, 2017 | M | 5,353 | $31.20 | A | 66,286 | D | |
| Common Stock | May 9, 2017 | S | 5,353 | $52.49 | D | 60,933 | D | |
| Common Stock | holding | — | — | — | 64 | I | Clarke Family Foundation | |
| Common Stock | holding | — | — | — | 366 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy)F1 | $31.20 | May 9, 2017 | M | 5,353 | D | — | May 9, 2017 | Common Stock | 5,353 | 0 | D |
Explanation of responses
- F1Options became exercisable in equal installments on May 9, 2008, 2009, 2010, 2011 & 2012