SEC Form 4 · accession 0000814453-17-000019
NEWELL BRANDS INC. · NWL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard B Davies
Officer — EVP, Chief Development Officer
Period of report
Feb 13, 2017
Accepted (ET)
Feb 15, 2017 · 12:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814453
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 13, 2017 | M | 24,380 | — | A | 24,380 | D | |
| Common Stock | Feb 13, 2017 | D | 24,380 | $47.06 | D | 0 | D | |
| Common StockF2 | Feb 13, 2017 | M | 13,545 | — | A | 13,545 | D | |
| Common Stock | Feb 13, 2017 | D | 13,545 | $47.06 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Cash Settled Stock UnitsF2,F3 | — | Feb 13, 2017 | M | 13,545 | D | Feb 12, 2017 | — | Common Stock | 13,545 | 0 | D |
Explanation of responses
- F1Acquired upon vesting of performance-based stock units previously granted on February 12, 2014.
- F2Each unit of cash settled SU is the economic equivalent of one share of Newell Brands Inc. Common Stock.
- F3N/A