SEC Form 4 · accession 0000814453-17-000016
NEWELL BRANDS INC. · NWL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William A Burke III
Officer — EVP, Chief Operating Officer
Period of report
Feb 13, 2017
Accepted (ET)
Feb 15, 2017 · 12:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814453
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 13, 2017 | M | 34,690 | $47.06 | A | 169,749 | D | |
| Common Stock | Feb 13, 2017 | F | 13,228 | $47.06 | D | 156,521 | D | |
| Common Stock | Feb 13, 2017 | M | 19,273 | $47.06 | A | 175,794 | D | |
| Common Stock | Feb 13, 2017 | F | 9,068 | $47.06 | D | 166,726 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Feb 13, 2017 | M | 19,273 | D | Feb 12, 2017 | — | Common Stock | 19,273 | 0 | D |
Explanation of responses
- F1Acquired upon vesting of performance-based restricted stock units previously granted on February 12, 2014.
- F2Each restricted stock unit is the economic equivalent of one share of Newell Brands Inc. common stock.
- F3N/A