SEC Form 4 · accession 0000814453-17-000008
NEWELL BRANDS INC. · NWL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond G Viault
Director
Period of report
Feb 7, 2017
Accepted (ET)
Feb 9, 2017 · 12:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814453
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 7, 2017 | M | 5,353 | $31.20 | A | 85,206 | D | |
| Common Stock | Feb 7, 2017 | S | 5,353 | $45.62 | D | 79,853 | D | |
| Common Stock | Feb 8, 2017 | P | 1,630 | $45.96 | A | 81,483 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy)F1 | $31.20 | Feb 7, 2017 | M | 5,353 | D | — | May 9, 2017 | Common Stock | 5,353 | 0 | D |
Explanation of responses
- F1Options became exercisable in equal installments on May 9, 2008, 2009, 2010, 2011 & 2012.