SEC Form 4 · accession 0000814453-16-000267
NEWELL BRANDS INC. · NWL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael B Polk
Officer — CEO
Period of report
Oct 31, 2016
Accepted (ET)
Nov 1, 2016 · 8:14 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814453
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 31, 2016 | P | 7,500 | $49.68 | A | 334,169 | D | |
| Common Stock | holding | — | — | — | 19,257 | I | By Trust | |
| Common StockF2 | holding | — | — | — | 96,500 | I | Michael B. Polk May 2015 3-year GRAT | |
| Common Stock | holding | — | — | — | 68,090 | I | Michael B. Polk December 2012 5-year GRAT | |
| Common Stock | holding | — | — | — | 58,342 | I | Michael B. Polk December 2013 3-year GRAT | |
| Common Stock | holding | — | — | — | 92,500 | I | Michael B. Polk August 2016 3-year GRAT | |
| Common Stock | holding | — | — | — | 92,500 | I | Michael B. Polk August 2016 5-year GRAT | |
| Common Stock | holding | — | — | — | 92,500 | I | Michael B. Polk August 2016 7-year GRAT |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1In addition to the purchase of 7,500 shares, reflects the distribution of 28,500 shares of Common Stock to the Reporting Person from GRAT.
- F2Reflects the distribution of 28,500 shares of Common Stock from this GRAT to the Reporting Person.