SEC Form 4 · accession 0000814453-16-000259
NEWELL BRANDS INC. · NWL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Todman
Director
Period of report
Aug 22, 2016
Accepted (ET)
Aug 23, 2016 · 3:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814453
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 22, 2016 | M | 10,000 | $30.37 | A | 55,372 | D | |
| Common Stock | Aug 22, 2016 | F | 5,658 | $53.67 | D | 49,714 | D | |
| Common Stock | Aug 22, 2016 | M | 5,353 | $31.20 | A | 55,067 | D | |
| Common Stock | Aug 22, 2016 | F | 3,113 | $53.65 | D | 51,954 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy)F1 | $31.20 | Aug 22, 2016 | M | 5,353 | D | — | May 9, 2017 | Common Stock | 5,353 | 0 | D |
| Options (Right to Buy)F2 | $30.37 | Aug 22, 2016 | M | 10,000 | D | — | Feb 6, 2017 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Options became exercisable in equal installments on May 9, 2008, 2009, 2010, 2011 & 2012.
- F2Options became exercisable in equal installments on February 6, 2008, 2009, 2010, 2011 & 2012.