SEC Form 4 · accession 0000814453-16-000228
NEWELL BRANDS INC. · NWL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William A Burke III
Officer — President, Jarden Group
Period of report
May 23, 2016
Accepted (ET)
May 25, 2016 · 12:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814453
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 23, 2016 | M | 10,000 | $30.37 | A | 165,559 | D | |
| Common StockF1 | May 23, 2016 | S | 26,000 | $47.59 | D | 139,559 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy)F2 | $30.37 | May 23, 2016 | M | 10,000 | D | — | Feb 6, 2017 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1In connection with the sale of stock, the reporting person sold 26,000 shares at a weighted average price of $47.59 at prices ranging from $47.45 to $47.72. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
- F2Options became exercisable in equal installments on February 6, 2008, 2009, 2010, 2011 & 2012.