SEC Form 4 · accession 0000814453-16-000206
NEWELL BRANDS INC. · NWL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William A Burke III
Officer — President, Jarden Group
Period of report
May 9, 2016
Accepted (ET)
May 10, 2016 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814453
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 9, 2016 | M | 1,700 | $47.82 | A | 191,241 | D | |
| Common Stock | May 9, 2016 | F | 800 | $47.82 | D | 190,441 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | May 9, 2016 | M | 1,700 | D | May 7, 2016 | — | Common Stock | 1,700 | 0 | D |
Explanation of responses
- F1Each restricted stock unit was the economic equivalent of one share of Newell Brands Inc. common stock.
- F2N/A