SEC Form 4 · accession 0000814453-16-000177
NEWELL BRANDS INC. · NWL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven J Strobel
Director
Period of report
Feb 26, 2016
Accepted (ET)
Mar 1, 2016 · 2:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814453
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 26, 2016 | M | 4,000 | $25.52 | A | 48,425 | D | |
| Common Stock | Feb 26, 2016 | S | 4,000 | $38.96 | D | 44,425 | D | |
| Common Stock | Feb 26, 2016 | M | 5,713 | $27.80 | A | 50,138 | D | |
| Common Stock | Feb 26, 2016 | S | 5,713 | $38.96 | D | 44,425 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy)F1 | $25.52 | Feb 26, 2016 | M | 4,000 | D | — | Mar 22, 2016 | Common Stock | 4,000 | 0 | D |
| Options (Right to Buy)F2 | $27.80 | Feb 26, 2016 | M | 5,713 | D | — | May 10, 2016 | Common Stock | 5,713 | 0 | D |
Explanation of responses
- F1Options became exercisable in equal installments on March 22, 2007, 2008, 2009, 2010 & 2011
- F2Options became exercisable in equal installments on May 10, 2007, 2008, 2009, 2010 & 2011