SEC Form 4 · accession 0000814453-16-000168
NEWELL BRANDS INC. · NWL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cynthia Ann Montgomery
Director
Period of report
Feb 11, 2016
Accepted (ET)
Feb 12, 2016 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814453
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 11, 2016 | M | 5,713 | $27.80 | A | 56,791 | D | |
| Common Stock | Feb 11, 2016 | S | 4,235 | $34.00 | D | 52,556 | D | |
| Common Stock | Feb 11, 2016 | S | 200 | $34.01 | D | 52,356 | D | |
| Common Stock | Feb 11, 2016 | S | 252 | $34.02 | D | 52,104 | D | |
| Common Stock | Feb 11, 2016 | M | 5,353 | $31.20 | A | 57,457 | D | |
| Common Stock | Feb 11, 2016 | S | 4,919 | $33.95 | D | 52,538 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy)F1 | $27.80 | Feb 11, 2016 | M | 5,713 | D | — | May 10, 2016 | Common Stock | 5,713 | 0 | D |
| Options (Right to Buy)F2 | $31.20 | Feb 11, 2016 | M | 5,353 | D | — | May 9, 2017 | Common Stock | 5,353 | 0 | D |
Explanation of responses
- F1Options became exercisable in equal installments on May 10, 2007, 2008, 2009, 2010 & 2011
- F2Options became exercisable in equal installments on May 9, 2008, 2009, 2010, 2011 & 2012