SEC Form 4/A · accession 0000814453-16-000167
NEWELL BRANDS INC. · NWL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John K Stipancich
Officer — EVP, Chief Financial Officer
Period of report
Feb 8, 2016
Accepted (ET)
Feb 12, 2016 · 1:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814453
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 8, 2016 | M | 41,997 | $34.26 | A | 88,811 | D | |
| Common Stock | Feb 8, 2016 | F | 15,960 | $34.26 | D | 72,851 | D | |
| Common Stock | Feb 8, 2016 | M | 15,468 | $34.26 | A | 88,319 | D | |
| Common Stock | Feb 8, 2016 | F | 7,417 | $34.26 | D | 80,902 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Feb 8, 2016 | M | 15,468 | D | Feb 6, 2016 | — | Common Stock | 15,468 | 0 | D |
Explanation of responses
- F1Acquired upon vesting of performance-based restricted stock units previously granted on February 6, 2013.
- F2Each restricted stock unit was the economic equivalent of one share of Newell Rubbermaid Inc. common stock.
- F3N/A
Remarks
This Amended Form 4 is being filed solely to correct the footnote placement of the performance-based restricted stock units.