SEC Form 4 · accession 0000814453-16-000163
NEWELL BRANDS INC. · NWL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard B Davies
Officer — EVP, Chief Development Officer
Period of report
Feb 8, 2016
Accepted (ET)
Feb 10, 2016 · 8:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814453
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 8, 2016 | M | 11,274 | — | A | 11,274 | D | |
| Common Stock | Feb 8, 2016 | D | 11,274 | $34.26 | D | 0 | D | |
| Common StockF2,F1 | Feb 8, 2016 | M | 30,610 | — | A | 30,610 | D | |
| Common Stock | Feb 8, 2016 | D | 30,610 | $34.26 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Cash Settled Stock UnitsF1 | — | Feb 8, 2016 | M | 11,274 | D | Feb 6, 2016 | Feb 6, 2016 | Common Stock | 11,274 | 0 | D |
Explanation of responses
- F1Each unit of cash settled SU is the economic equivalent of one share of Newell Rubbermaid Inc. Common Stock.
- F2Acquired on vesting of performance-based stock units previously granted on February 6, 2013.