SEC Form 4 · accession 0000814453-16-000159
NEWELL BRANDS INC. · NWL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Tarchetti
Officer — EVP
Period of report
Feb 8, 2016
Accepted (ET)
Feb 10, 2016 · 4:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814453
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 8, 2016 | M | 62,171 | $34.26 | A | 184,685 | D | |
| Common Stock | Feb 8, 2016 | F | 30,622 | $34.26 | D | 154,063 | D | |
| Common Stock | Feb 8, 2016 | M | 22,899 | $34.26 | A | 176,962 | D | |
| Common Stock | Feb 8, 2016 | F | 12,783 | $34.26 | D | 164,179 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Feb 8, 2016 | M | 22,899 | D | Feb 6, 2016 | — | Common Stock | 22,899 | 0 | D |
Explanation of responses
- F1Acquired upon vesting of performance-based restricted stock units previously granted on February 6, 2013.
- F2Each restricted stock unit was the economic equivalent of one share of Newell Rubbermaid common stock.
- F3N/A