SEC Form 4 · accession 0000814453-16-000158
NEWELL BRANDS INC. · NWL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Garber
Officer — Corporate Controller, CAO
Period of report
Feb 8, 2016
Accepted (ET)
Feb 10, 2016 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814453
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 8, 2016 | M | 3,321 | $34.26 | A | 4,083 | D | |
| Common Stock | Feb 8, 2016 | F | 1,256 | $34.26 | D | 2,827 | D | |
| Common Stock | Feb 8, 2016 | M | 408 | $34.26 | A | 3,235 | D | |
| Common Stock | Feb 8, 2016 | F | 133 | $34.26 | D | 3,102 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Feb 8, 2016 | M | 1,223 | A | Feb 6, 2016 | — | Common Stock | 1,223 | 0 | D |
Explanation of responses
- F1Acquired upon vesting of performance-based restricted stock units previously granted on February 6, 2013.
- F2Each restricted stock unit is the economic equivalent of one share of Newell Rubbermaid Inc. common stock.
- F3N/A