SEC Form 4/A · accession 0000814453-15-000141
NEWELL BRANDS INC. · NWL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Scott Garber
Officer — Corporate Controller, CAO
Period of report
Jun 15, 2015
Accepted (ET)
Dec 23, 2015 · 11:29 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814453
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 15, 2015 | M | 1,144 | $40.60 | A | 1,144 | D | |
| Common Stock | Jun 15, 2015 | F | 382 | $40.60 | D | 762 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Jun 15, 2015 | M | 1,144 | D | Jun 15, 2015 | — | Common Stock | 1,144 | 1,144 | D |
Explanation of responses
- F1This Form 4/A is being filed solely for the purpose of correcting the date of exercise of 1,144 options as originally reported on Table I of the Form 4. The date of exercise was originally reported as May 15, 2015, the corrected date of exercise is June 15, 2015.
- F2Each restricted stock unit was the economic equivalent of one share of Newell Rubbermaid common stock.
- F3N/A