SEC Form 4 · accession 0000814453-15-000056
NEWELL BRANDS INC. · NWL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cynthia Ann Montgomery
Director
Period of report
May 6, 2015
Accepted (ET)
May 7, 2015 · 12:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814453
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 6, 2015 | M | 4,000 | $21.68 | A | 49,070 | D | |
| Common Stock | May 6, 2015 | S | 2,226 | $39.05 | D | 46,844 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy)F1 | $21.68 | May 6, 2015 | M | 4,000 | D | — | May 11, 2015 | Common Stock | 4,000 | 0 | D |
Explanation of responses
- F1Options became exercisable in equal installments on May 11, 2006, 2007, 2008, 2009 & 2010