SEC Form 4 · accession 0000814453-15-000017
NEWELL BRANDS INC. · NWL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William A Burke III
Officer — EVP, Chief Operating Officer
Period of report
Feb 9, 2015
Accepted (ET)
Feb 11, 2015 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814453
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 9, 2015 | M | 22,595 | $37.65 | A | 142,981 | D | |
| Common Stock | Feb 9, 2015 | F | 7,413 | $37.65 | D | 135,568 | D | |
| Common StockF1 | Feb 9, 2015 | A | 61,007 | $37.65 | A | 196,575 | D | |
| Common Stock | Feb 9, 2015 | F | 28,156 | $37.65 | D | 168,419 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Feb 9, 2015 | M | 22,595 | D | Feb 9, 2015 | — | Common Stock | 22,595 | 0 | D |
Explanation of responses
- F1Acquired upon vesting of performance-based restricted stock units previously granted on February 8, 2012.
- F2Each restricted stock unit was the economic equivalent of one share of Newell Rubbermaid Inc. common stock.
- F3N/A