SEC Form 4 · accession 0000814453-15-000012
NEWELL BRANDS INC. · NWL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John B. Ellis
Officer — VP, Corporate Controller/CAO
Period of report
Feb 6, 2015
Accepted (ET)
Feb 10, 2015 · 3:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814453
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 6, 2015 | M | 856 | $38.00 | A | 24,618 | D | |
| Common Stock | Feb 6, 2015 | F | 331 | $38.00 | D | 24,287 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 6, 2015 | M | 856 | D | Feb 6, 2015 | — | Common Stock | 856 | 856 | D |
Explanation of responses
- F1Each restricted stock unit was the economic equivalent of one share of Newell Rubbermaid Inc. common stock.
- F2N/A