SEC Form 4 · accession 0001519695-19-000030
TCF FINANCIAL CORP · TCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Brian W Maass
Officer — EVP, CFO
Period of report
Jan 22, 2019
Accepted (ET)
Jan 24, 2019 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814184
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Jan 22, 2019 | F | 5,887 | $21.77 | D | 62,455 | D | |
| Common StockF4 | Jan 22, 2019 | A | 25,685 | $21.77 | A | 88,140 | D | |
| Common StockF5 | Jan 22, 2019 | F | 7,860 | $21.77 | D | 80,280 | D | |
| Common StockF1 | holding | — | — | — | 9,364 | I | By KSOP as of 11/30/2018 | |
| Common StockF1,F2 | holding | — | — | — | 5,278 | I | By SERP Trust as of 11/30/2018 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934, the beneficial owner of any equity securities covered by this statement other than those owned by the undersigned.
- F2The shares noted are derivative securities based on the Reporting Person's benefits under a non-qualified plan.
- F3Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a restricted stock award.
- F4Represents shares awarded upon the vesting of a performance-based restricted stock unit award.
- F5Reflects shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a performance-based restricted stock unit award.