SEC Form 4 · accession 0001519695-18-000037
TCF FINANCIAL CORP · TCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph T Green
Officer — SVP/General Counsel
Period of report
Mar 1, 2018
Accepted (ET)
Mar 2, 2018 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814184
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Preferred Stock Series B (TCFPRC)F4 | Mar 1, 2018 | J | 400 | $25.00 | D | 0 | D | |
| Common Stock | holding | — | — | — | 59,315 | D | ||
| Common StockF1 | holding | — | — | — | 69,838 | I | by KSOP as of 01/31/2018 | |
| Common StockF1,F2 | holding | — | — | — | 22,767 | I | by SERP Trust as of 01/31/2018 | |
| Common StockF1,F2 | holding | — | — | — | 10,000 | I | Deferred Stock Comp. Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934, the beneficial owner of any equity securities covered by this statement other than those owned by the undersigned.
- F2The shares noted are derivative securities based on the Reporting Person's benefits under a non-qualified plan.
- F3All of the outstanding Series B Non-Cumulative Perpetual Preferred Stock of TCF Financial Corporation was called for redemption by the issuer pursuant to the terms thereof.
- F4The total per-share redemption price was $25.00 per share.