SEC Form 4 · accession 0001519695-18-000033
TCF FINANCIAL CORP · TCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Michael Scott Jones
Officer — EVP
Period of report
Jan 24, 2018
Accepted (ET)
Jan 26, 2018 · 5:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814184
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF6 | Jan 24, 2018 | A | 10,970 | $22.245 | A | 107,658 | D | |
| Common StockF9,F10 | Jan 24, 2018 | F | 5,683 | $22.245 | D | 96,688 | D | |
| Common StockF3,F4 | Jan 24, 2018 | F | 25,900 | $22.245 | D | 46,688 | D | |
| Common StockF7,F8 | Jan 24, 2018 | A | 15,734 | — | A | 62,422 | D | |
| Common StockF3,F1,F5,F2 | Jan 24, 2018 | F | 13,538 | $22.245 | D | 25,000 | I | Deferred Stock Comp. Plan |
| Common StockF1 | holding | — | — | — | 18,628 | I | By KSOP as of 12/31/2017 | |
| Common StockF1,F2 | holding | — | — | — | 23,940 | I | By SERP Trust as of 12/31/2017 | |
| Common StockF1,F4,F5,F10 | holding | — | — | — | 85,361 | I | Revocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The filing of this statement shall not be construed as an admission that the undersigned is, for purposes of Section 16 of the Securities and Exchange Act of 1934, the beneficial owner of any equity securities covered by this statement other than those owned by the undersigned.
- F10Reflects transfer of 5,287 shares from directly owned to Revocable Trust upon vesting of performance-based RSUs.
- F2The shares noted are derivative securities based on the Reporting Person's benefits under a non-qualified plan.
- F3Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a restricted stock awards.
- F4Reflects transfer of 24,100 shares from directly owned to Revocable Trust upon vesting of a restricted stock award.
- F5Reflects transfer of 11,462 shares from the Deferred Stock Compensation Plan to Revocable Trust upon vesting of a restricted stock award.
- F6Represents shares awarded upon the vesting of performance-based RSUs.
- F7Restricted stock award pursuant to the Issuer's 2015 Omnibus Incentive Plan (which includes tax withholding rights) in a transaction exempt under Rule 16b-3.
- F8Price is not applicable.
- F9Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a restricted stock unit award ("RSU").