SEC Form 4 · accession 0001519695-18-000029
TCF FINANCIAL CORP · TCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig R Dahl
Officer — CEO, Chairman, and President · Director
Period of report
Jan 24, 2018
Accepted (ET)
Jan 26, 2018 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814184
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF5,F4 | Jan 24, 2018 | A | 19,016 | $22.245 | A | 353,553 | D | |
| Common StockF8 | Jan 24, 2018 | F | 9,166 | $22.245 | D | 344,387 | D | |
| Common StockF6,F7 | Jan 24, 2018 | A | 35,421 | — | A | 379,808 | D | |
| Common StockF3,F1,F4,F2 | Jan 24, 2018 | F | 31,594 | $22.245 | D | 112,500 | I | Deferred Stock Comp. Plan |
| Common StockF1 | holding | — | — | — | 22,365 | I | By KSOP as of 12/31/2017 | |
| Common StockF1,F2 | holding | — | — | — | 91,717 | I | By SERP Trust as of 12/31/2017 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934, the beneficial owner of any equity securities covered by this statement other than those owned directly by the undersigned.
- F2The shares noted are derivative securities based on the Reporting Person's benefits under a non-qualified plan.
- F3Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a restricted stock award.
- F4Reflects transfer of 30,906 shares from the Deferred Stock Compensation Plan to directly owned upon vesting of a restricted stock award.
- F5Represents shares awarded upon the vesting of performance-based RSUs.
- F6Restricted stock award pursuant to the Issuer's 2015 Omnibus Incentive Plan (which includes tax withholding rights) in a transaction exempt under Rule 16b-3.
- F7Price is not applicable.
- F8Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a restricted stock unit award ("RSU").