SEC Form 4 · accession 0001519695-17-000081
TCF FINANCIAL CORP · TCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Zona
Director
Period of report
Oct 16, 2017
Accepted (ET)
Oct 18, 2017 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814184
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Preferred Stock Series A (TCFPRB)F6,F3 | Oct 16, 2017 | J | 20,000 | $25.00 | D | 0 | D | |
| Common StockF1,F2 | holding | — | — | — | 63,616 | I | Deferred Compensation Plan | |
| Preferred Stock Series B (TCFPRC) | holding | — | — | — | 10,000 | D | ||
| Preferred Stock Series C (TCFPRD)F4 | holding | — | — | — | 10,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934, the beneficial owner of any equity securities covered by this statement other than those owned by the undersigned.
- F2The shares noted are derivative securities based on the Reporting Person's benefits under a non-qualified plan.
- F3Represents depositary shares each representing 1/1,000th interest in a share of Series A Non-Cumulative Perpetual Preferred Stock of TCF Financial Corporation.
- F4Represents depositary shares each representing 1/1000th interest in a share of Series C Non-Cumulative Perpetual Preferred Stock of TCF Financial Corporation.
- F5All of the outstanding Series A Non-Cumulative Perpetual Preferred Stock of TCF Financial Corporation was called for redemption by the issuer pursuant to terms thereof.
- F6The redemption price was $25.00 per share, plus accrued and unpaid dividends thereon in the amount of $0.234375 per share, for a total per-share redemption price of $25.234375.