SEC Form 4 · accession 0001519695-17-000023
TCF FINANCIAL CORP · TCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger J Sit
Director
Period of report
Jan 17, 2017
Accepted (ET)
Jan 19, 2017 · 4:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814184
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF5,F6,F1,F4 | Jan 17, 2017 | A | 2,365 | — | A | 19,714 | I | Deferred Compensation Plan |
| Common StockF2 | holding | — | — | — | 13,133 | D | ||
| Common StockF1 | holding | — | — | — | 23,895 | I | By Trust | |
| Common StockF1,F3 | holding | — | — | — | 65,664 | I | By Family Member | |
| Common StockF1 | holding | — | — | — | 100,000 | I | By Sit Investment Associates |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934, the beneficial owner of any equity securities covered by this statement other than those owned by the undersigned.
- F2Includes 9,800.88 shares of TCF common stock held in a Direct Stock Purchase Plan.
- F3Includes 49,004.4 shares of TCF common stock held in a Direct Stock Purchase Plan.
- F4The shares noted are derivative securities based on the Reporting Person's benefits under a non-qualified plan.
- F5Restricted stock award pursuant to the Issuer's Director Stock Grant Program in a transaction exempt under Rule 16b-3.
- F6Price is not applicable.