SEC Form 4 · accession 0001519695-16-000159
TCF FINANCIAL CORP · TCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Allen Cooper
Officer — Chairman (as of 1/1/16) · Director
Period of report
Jul 25, 2016
Accepted (ET)
Jul 27, 2016 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814184
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF4,F1,F5,F2 | Jul 25, 2016 | F | 57,313 | $13.4769 | D | 1,250,000 | I | Deferred Stock Comp. Plan |
| Common StockF5 | holding | — | — | — | 967,687 | D | ||
| Common StockF1 | holding | — | — | — | 20,560 | I | By KSOP as of 6/30/2016 | |
| Common StockF1,F2 | holding | — | — | — | 137,097 | I | By SERP Trust as of 6/30/2016 | |
| Common StockF1,F2 | holding | — | — | — | 9,577 | I | Deferred Compensation Plan | |
| Preferred Stock Series A (TCBPRB)F3 | holding | — | — | — | 20,000 | D | ||
| Preferred Stock Series B (TCBPRC) | holding | — | — | — | 20,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934, the beneficial owner of any equity securities covered by this statement other than those owned directly by the undersigned.
- F2The shares noted are derivative securities based on the Reporting Person's benefits under a non-qualified plan.
- F3Represents depositary shares each representing 1/1000th interest in a share of Series A Non-Cumulative Perpetual Preferred Stock of TCF Financial Corporation.
- F4Shares withheld to satisfy reporting person's tax withholding obligation.
- F5Reflects transfer of 67,687 shares from the Deferred Stock Compensation Plan to directly owned.