SEC Form 4 · accession 0001519695-16-000146
TCF FINANCIAL CORP · TCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph T Green
Officer — SVP/General Counsel
Period of report
Apr 26, 2016
Accepted (ET)
Apr 28, 2016 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814184
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF4,F5 | Apr 26, 2016 | A | 10,000 | — | A | 56,778 | D | |
| Common StockF1 | holding | — | — | — | 67,969 | I | by KSOP as of 3/31/2016 | |
| Common StockF1,F2 | holding | — | — | — | 18,698 | I | by SERP Trust as of 3/31/2016 | |
| Common StockF1,F2 | holding | — | — | — | 10,000 | I | Deferred Stock Comp. Plan | |
| Preferred Stock Series A (TCBPRB)F3 | holding | — | — | — | 400 | D | ||
| Preferred Stock Series B (TCBPRC) | holding | — | — | — | 400 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934, the beneficial owner of any equity securities covered by this statement other than those owned by the undersigned.
- F2The shares noted are derivative securities based on the Reporting Person's benefits under a non-qualified plan.
- F3Represents depositary shares each representing 1/1000th interest in a share of Series A Non-Cumulative Perpetual Preferred Stock of TCF Financial Corporation.
- F4Restricted stock award pursuant to the Issuer's 2015 Omnibus Incentive Plan (which includes tax withholding rights) in a transaction exempt under Rule 16b-3.
- F5Price is not applicable.