SEC Form 4 · accession 0001519695-15-000094
TCF FINANCIAL CORP · TCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Allen Cooper
Officer — Chairman & CEO · Director
Period of report
Nov 27, 2015
Accepted (ET)
Nov 30, 2015 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814184
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 27, 2015 | S | 32,159 | $15.50 | D | 951,907 | D | |
| Common StockF4 | Nov 30, 2015 | S | 51,907 | $15.50 | D | 900,000 | D | |
| Common StockF1,F2 | holding | — | — | — | 9,423 | I | Deferred Compensation Plan | |
| Common StockF1 | holding | — | — | — | 17,546 | I | By KSOP as of 11/13/2015 | |
| Common StockF1,F2 | holding | — | — | — | 118,048 | I | By SERP Trust as of 11/13/2015 | |
| Common StockF1,F2 | holding | — | — | — | 1,375,000 | I | Deferred Stock Comp. Plan | |
| Preferred Stock Series A (TCBPRB)F3 | holding | — | — | — | 20,000 | D | ||
| Preferred Stock Series B (TCBPRC) | holding | — | — | — | 20,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934, the beneficial owner of any equity securities covered by this statement other than those owned directly by the undersigned.
- F2The shares noted are derivative securities based on the Reporting Person's benefits under a non-qualified plan.
- F3Represents depositary shares each representing 1/1000th interest in a share of Series A Non-Cumulative Perpetual Preferred Stock of TCF Financial Corporation.
- F4The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.50 to $15.52, inclusive. The reporting person undertakes to provide to TCF Financial Corporation, any stockholder of TCF Financial Corporation, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.