SEC Form 4 · accession 0001519695-15-000044
TCF FINANCIAL CORP · TCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry N Winslow
Director
Period of report
Apr 22, 2015
Accepted (ET)
Apr 23, 2015 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814184
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F5 | Apr 22, 2015 | M | 200,000 | $12.85 | A | 287,394 | I | Irrevocable Trust |
| Common Stock | holding | — | — | — | 23,737 | D | ||
| Common StockF1,F2 | holding | — | — | — | 50,000 | I | Deferred Stock Compensation Plan | |
| Common StockF1 | holding | — | — | — | 44,755 | I | Revocable Spouse Trust | |
| Preferred Stock Series A (TCBPRB)F4 | holding | — | — | — | 20,000 | D | ||
| Common StockF1 | holding | — | — | — | 66,098 | I | IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F3 | $12.85 | Apr 22, 2015 | M | 200,000 | D | — | Aug 1, 2018 | Common Stock | 200,000 | 0 | D |
Explanation of responses
- F1The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934, the beneficial owner of any equity securities covered by this statement other than those owned by the undersigned.
- F2The shares noted are derivative securities based on the Reporting Person's benefits under a non-qualified plan.
- F3The option became exercisable in two equal installments on January 1, 2011 and January 1, 2012.
- F4Represents depositary shares each representing 1/1000th interest in a share of Series A Non-Cumulative Perpetual Preferred Stock of TCF Financial Corporation.
- F5Reflects transfer, upon exercise of the options, of 200,000 shares from directly owned to Irrevocable Trust.