SEC Form 4 · accession 0001519695-15-000030
TCF FINANCIAL CORP · TCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry N Winslow
Director
Period of report
Jan 21, 2015
Accepted (ET)
Feb 26, 2015 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814184
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF4,F2 | Jan 21, 2015 | F | 8,711 | $14.115 | D | 0 | I | By SERP Trust |
| Common StockF4 | Jan 21, 2015 | A | 19,164 | $14.115 | A | 23,737 | D | |
| Common StockF1,F2 | holding | — | — | — | 50,000 | I | Deferred Stock Compensation Plan | |
| Common StockF1 | holding | — | — | — | 44,755 | I | Revocable Spouse Trust | |
| Common StockF1 | holding | — | — | — | 262,394 | I | Irrevocable Trust | |
| Preferred Stock Series A (TCBPRB)F3 | holding | — | — | — | 20,000 | D | ||
| Common StockF1 | holding | — | — | — | 66,098 | I | IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934, the beneficial owner of any equity securities covered by this statement other than those owned by the undersigned.
- F2The shares noted are derivative securities based on the Reporting Person's benefits under a non-qualified plan.
- F3Represents depositary shares each representing 1/1000th interest in a share of Series A Non-Cumulative Perpetual Preferred Stock of TCF Financial Corporation.
- F4Transfer of 19,164 shares from SERP Trust to directly owned with additional shares withheld to satisfy tax withholding due upon distribution.