SEC Form 4 · accession 0001519695-15-000001
TCF FINANCIAL CORP · TCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Earl D Stratton
Officer — EVP, COO, CPO
Period of report
Jan 1, 2015
Accepted (ET)
Jan 5, 2015 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814184
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF4 | Jan 1, 2015 | F | 3,730 | $15.995 | D | 257,965 | D | |
| Common StockF1 | holding | — | — | — | 17,450 | I | IRA | |
| Common StockF1,F2 | holding | — | — | — | 43,806 | I | By SERP Trust as of 11/30/2014 | |
| Common StockF1 | holding | — | — | — | 58,282 | I | By KSOP as of 11/30/2014 | |
| Common StockF1,F2 | holding | — | — | — | 50,000 | I | Deferred Stock Comp. Plan | |
| Common StockF1 | holding | — | — | — | 2,000 | I | By Spouse | |
| Preferred Stock Series A (TCBPRB)F1,F3 | holding | — | — | — | 30,000 | I | By Spouse | |
| Preferred Stock Series B (TCBPRC) | holding | — | — | — | 3,600 | I | IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934, the beneficial owner of any equity securities covered by this statement other than those owned directly by the undersigned.
- F2The shares noted are derivative securities based on the Reporting Person's benefits under a non-qualified plan.
- F3Represents depositary shares each representing 1/1000th interest in a share of Series A Non-Cumulative Perpetual Preferred Stock of TCF Financial Corporation.
- F4Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a restricted stock award.