SEC Form 4 · accession 0001144204-16-092813
Cornerstone Strategic Investment Fund, Inc. · CLM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott B Rogers
Director
Period of report
Apr 4, 2016
Accepted (ET)
Apr 5, 2016 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814083
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 4, 2016 | S | 2,500 | $14.7467 | D | 0 | I | By Spouse's IRA |
| Common Stock | holding | — | — | — | 2,116 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.