SEC Form 4 · accession 0001144204-16-086210
Cornerstone Strategic Investment Fund, Inc. · CLM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott B Rogers
Director
Period of report
Feb 18, 2016
Accepted (ET)
Mar 4, 2016 · 5:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814083
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 18, 2016 | P | 2,500 | $12.954 | A | 2,500 | I | By Spouse's IRA |
| Common Stock | Feb 18, 2016 | J | 2,116 | $21.17 | A | 2,116 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquired shares resulted from the merger of Cornerstone Progressive Return Fund (CFP) with and into Cornerstone Strategic Value Fund.
- F2The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.