SEC Form 4 · accession 0001225208-17-000520
CBS CORP · CBS, CBS.A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leslie Moonves
Officer — Chairman, President & CEO · Director
Period of report
Jan 2, 2017
Accepted (ET)
Jan 4, 2017 · 7:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000813828
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CBS Class B common stockF1,F2 | Jan 2, 2017 | M | 60,838 | $0.00 | A | 60,838 | D | |
| CBS Class B common stock | Jan 2, 2017 | F | 32,618 | $63.62 | D | 28,220 | D | |
| CBS Class B common stockF2 | holding | — | — | — | 168,924 | I | By 2010 Trust II | |
| CBS Class B common stock | holding | — | — | — | 2,100 | I | By 401(k) | |
| CBS Class B common stockF2 | holding | — | — | — | 213 | I | By Family Trust N | |
| CBS Class B common stockF2 | holding | — | — | — | 331,386 | I | By Family Trust O | |
| CBS Class B common stockF2 | holding | — | — | — | 142,070 | I | By Family Trust P | |
| CBS Class B common stockF2 | holding | — | — | — | 227,587 | I | By Family Trust Q | |
| CBS Class B common stockF2 | holding | — | — | — | 65,715 | I | By Family Trust R | |
| CBS Class B common stockF2 | holding | — | — | — | 424,406 | I | By Family Trust S | |
| CBS Class B common stockF2 | holding | — | — | — | 304,214 | I | By Family Trust T | |
| CBS Class B common stockF2 | holding | — | — | — | 189,324 | I | By Family Trust U | |
| CBS Class B common stock | holding | — | — | — | 271 | I | By IRA | |
| CBS Class B common stock | holding | — | — | — | 1,976 | I | By Spouse | |
| CBS Class B common stock | holding | — | — | — | 2,711 | I | By Spouse - 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF3,F4 | — | Jan 2, 2017 | M | 60,838 | D | Jan 2, 2016 | — | CBS Class B common stock | 60,838 | 60,839 | D |
Explanation of responses
- F1On December 30, 2016, the last preceding business day, the closing price of the CBS Class B common stock on the NYSE was $63.62.
- F2Since the Reporting Person's last ownership report, shares of CBS Class B common stock were transferred (i) from Family Trusts M, N & O to Family Trust S; (ii) from Family Trust P and Reporting Person to Family Trust T; (iii) from Family Trusts M and B to the 2010 Family Trust II; (iv) from Family Trusts I, Q and R to Reporting Person; and (v) from Reporting Person to Family Trust U.
- F3Granted under the Issuer's long term incentive plan.
- F4These Restricted Share Units vest in three equal annual installments beginning on January 2, 2016 and are settled by delivery of a corresponding number of the Issuer's shares upon vesting.