SEC Form 3 · accession 0001144204-15-029275
EXIDE TECHNOLOGIES · XIDEQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
D. E. SHAW & CO, L.P.
10% Owner · Other
David E Shaw
10% Owner · Other
D. E. SHAW & CO, L.L.C.
10% Owner · Other
D. E. Shaw Adviser II, L.L.C.
10% Owner · Other
D. E. Shaw Galvanic Portfolios, L.L.C.
10% Owner · Other
D. E. Shaw Manager II, L.L.C.
10% Owner · Other
Period of report
Apr 30, 2015
Accepted (ET)
May 11, 2015 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000813781
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01F1,F2,F3 | holding | — | — | — | 761,750 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 7% Second Lien Senior Secured Convertible PIK Notes due 2025F1,F2,F3,F4 | — | holding | — | — | — | Apr 30, 2015 | Apr 30, 2025 | Common Stock, par value $0.01 | 3,411,867 | — | D |
Explanation of responses
- F1The Common Stock, par value $0.01 (the "Shares"), and the 7% Second Lien Senior Secured Convertible PIK Notes due 2025 (the "Bonds," and, collectively the "Securities") reported in this Form 3 are directly held by D. E. Shaw Galvanic Portfolios, L.L.C. ("Galvanic Portfolios"), which holds 761,750 Shares and a principal amount of 29,852,722 of the Bonds, and may be deemed to be indirectly held by the other Reporting Persons.
- F2D. E. Shaw Adviser II, L.L.C. ("Adviser II"), as investment adviser to Galvanic Portfolios; D. E. Shaw Manager II, L.L.C. ("Manager II"), as the manager to Galvanic Portfolios; D. E. Shaw & Co., L.P. ("DESCO LP"), as managing member to Adviser II; D. E. Shaw & Co., L.L.C. ("DESCO LLC"), as the managing member of Manager II; and Mr. David E. Shaw ("David E. Shaw"), as president and sole shareholder of D. E. Shaw & Co., Inc. ("DESCO Inc."), which is the general partner of DESCO LP, and as president and sole shareholder of D. E. Shaw & Co. II, Inc. ("DESCO II Inc."), which is the managing member of DESCO LLC, may be deemed to be the beneficial owners of the securities reported in this Form 3 for purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934.
- F3In accordance with instruction 5(b)(iv), the entire number of securities of the Issuer that may be deemed to be beneficially owned by Galvanic Portfolios, Manager II, Adviser II, DESCO LLC, DESCO LP, and David E. Shaw is reported herein. Each of Manager II, Adviser II, DESCO LLC, DESCO LP, and David E. Shaw disclaims any beneficial ownership of any security listed in this Form 3, except to the extent of any pecuniary interest therein.
- F4The initial conversion price shall be $1 of principal amount divided by the conversion rate of 0.11429. The conversion rate is subject to adjustment.