SEC Form 3 · accession 0000950142-15-001042
EXIDE TECHNOLOGIES · XIDEQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Apr 30, 2015
Accepted (ET)
May 13, 2015 · 3:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000813781
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01F1 | holding | — | — | — | 367,868 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 7% Second Lien Senior Secured Convertible PIK Notes due 2025F1,F2 | — | holding | — | — | — | Apr 30, 2015 | Apr 30, 2025 | Common Stock, par value $0.01 | 1,996,978 | — | D |
Explanation of responses
- F1There is no trading symbol for the Common Stock, par value $0.01 (the "Shares"), or the 7% Second Lien Senior Secured Convertible PIK Notes due 2025 (the "Second Lien Notes").
- F2The Northwestern Mutual Life Insurance Company ("Northwestern") beneficially owns $17,472,901 aggregate principal amount of Second Lien Notes, which are currently convertible into 1,996,978 Shares. The initial conversion price of the Second Lien Notes shall be $1 of principal amount divided by the conversion rate of 0.11429. The conversion rate shall be subject to adjustment.